General Information
On September 5, 2019, the Securities and Exchange Commission (the “SEC”) filed a Complaint in the U.S. District Court for the Northern District of Illinois (the “Court”) against Northridge Holdings, Ltd., Amberwood Holdings L.P., Brookstone Investment Group, Ltd., Eastridge Holdings, Ltd., Guardian Investment Group, Ltd., Southridge Holdings, Ltd. and Unity Investment Group I, Ltd. (collectively the “Northridge Entities”) alleging violations of certain federal securities laws. This litigation (the “Litigation”) is pending before the Honorable Judge John Z. Lee., civil case no. 19-cv-05957.
- Concurrently, the SEC also filed an Emergency Motion for a Temporary Restraining Order to Prevent Violations of the Federal Securities Laws, to Appoint a Receiver, and Provide for Other Ancillary Relief.
- Subsequently, on September 12, 2019, the Court entered an Order Appointing Receiver (the “Receivership Order”), appointing N. Neville Reid, Esq., not in his individual capacity but solely as the receiver (the “Receiver”) for the assets of the Northridge Entities and certain of their subsidiaries and/or related affiliates (as amended from time to time, collectively, the “Receivership Defendants”, and such assets, the “Receivership Estate”, and such administration, the “Receivership”), as identified and set forth more particularly herein. For more information, please view the Receivership Order.
What is the best way to get in touch with the Receiver if I have a question?
Please contact us through this website on the Contact Us tab. A representative of the Receiver will return your inquiry.
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Important Update from the Receiver regarding 2019 Tax Forms
Northridge Entity Investment Letter
Notice to Investors - 2019 K-1 forms
Important Financial Update
Receiver’s Report for the Period of January 1, 2021 Through March 31, 2021
Important Update on Claims Procedure
Order Authorizing Claims Procedures
Proof of Claim Form
Recent Filings
COS Receiver's Omnibus Objections
COS- Receiver's Omnibus Objection to Certain Mueller Gift Related Claims
COS - Motion for Order approving settlement, mutual release, and retention bonus agreement
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