General Information
On September 5, 2019, the Securities and Exchange Commission (the “SEC”) filed a Complaint in the U.S. District Court for the Northern District of Illinois (the “Court”) against Northridge Holdings, Ltd., Amberwood Holdings L.P., Brookstone Investment Group, Ltd., Eastridge Holdings, Ltd., Guardian Investment Group, Ltd., Southridge Holdings, Ltd. and Unity Investment Group I, Ltd. (collectively the “Northridge Entities”) alleging violations of certain federal securities laws. This litigation (the “Litigation”) is pending before the Honorable Judge John Z. Lee., civil case no. 19-cv-05957.
- Concurrently, the SEC also filed an Emergency Motion for a Temporary Restraining Order to Prevent Violations of the Federal Securities Laws, to Appoint a Receiver, and Provide for Other Ancillary Relief.
- Subsequently, on September 12, 2019, the Court entered an Order Appointing Receiver (the “Receivership Order”), appointing N. Neville Reid, Esq., not in his individual capacity but solely as the receiver (the “Receiver”) for the assets of the Northridge Entities and certain of their subsidiaries and/or related affiliates (as amended from time to time, collectively, the “Receivership Defendants”, and such assets, the “Receivership Estate”, and such administration, the “Receivership”), as identified and set forth more particularly herein. For more information, please view the Receivership Order.
What is the best way to get in touch with the Receiver if I have a question?
Please contact us through this website on the Contact Us tab. A representative of the Receiver will return your inquiry.
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Important Update Regarding Third Party Communications and Potential Impact of COVID 19 on Receivership
Third Party Communications and Potential Impact of COVID 19
Important Update from the Receiver regarding 2019 Tax Forms
Northridge Entity Investment Letter
Important Financial Update
Receiver’s Report for Period Ending 12/31/2019
Exhibit A - Receiver’s Liquidation Plan
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