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General Information 


On September 5, 2019, the Securities and Exchange Commission (the “SEC”) filed a Complaint in the U.S. District Court for the Northern District of Illinois (the “Court”) against Northridge Holdings, Ltd., Amberwood Holdings L.P., Brookstone Investment Group, Ltd., Eastridge Holdings, Ltd., Guardian Investment Group, Ltd., Southridge Holdings, Ltd. and Unity Investment Group I, Ltd. (collectively the “Northridge Entities”) alleging violations of certain federal securities laws. This litigation (the “Litigation”) is pending before the Honorable Judge John Z. Lee., civil case no. 19-cv-05957. 



  • Concurrently, the SEC also filed an Emergency Motion for a Temporary Restraining Order to Prevent Violations of the Federal Securities Laws, to Appoint a Receiver, and Provide for Other Ancillary Relief.

  • Subsequently, on September 12, 2019, the Court entered an Order Appointing Receiver (the “Receivership Order”), appointing N. Neville Reid, Esq., not in his individual capacity but solely as the receiver (the “Receiver”) for the assets of the Northridge Entities and certain of their subsidiaries and/or related affiliates (as amended from time to time, collectively, the “Receivership Defendants”, and such assets, the “Receivership Estate”, and such administration, the “Receivership”), as identified and set forth more particularly herein. For more information, please view the Receivership Order.


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