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General Information 


On September 5, 2019, the Securities and Exchange Commission (the “SEC”) filed a Complaint in the U.S. District Court for the Northern District of Illinois (the “Court”) against Northridge Holdings, Ltd., Amberwood Holdings L.P., Brookstone Investment Group, Ltd., Eastridge Holdings, Ltd., Guardian Investment Group, Ltd., Southridge Holdings, Ltd. and Unity Investment Group I, Ltd. (collectively the “Northridge Entities”) alleging violations of certain federal securities laws. This litigation (the “Litigation”) is pending before the Honorable Judge John Z. Lee., civil case no. 19-cv-05957. 



  • Concurrently, the SEC also filed an Emergency Motion for a Temporary Restraining Order to Prevent Violations of the Federal Securities Laws, to Appoint a Receiver, and Provide for Other Ancillary Relief.

  • Subsequently, on September 12, 2019, the Court entered an Order Appointing Receiver (the “Receivership Order”), appointing N. Neville Reid, Esq., not in his individual capacity but solely as the receiver (the “Receiver”) for the assets of the Northridge Entities and certain of their subsidiaries and/or related affiliates (as amended from time to time, collectively, the “Receivership Defendants”, and such assets, the “Receivership Estate”, and such administration, the “Receivership”), as identified and set forth more particularly herein. For more information, please view the Receivership Order.


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July 26, 2021 - Important Update on Motion for Distribution

Dkt. 272 – Motion for Distribution 

Dkt. 272 – Motion for Distribution – FAQ 

W-9 Form for all Claimants 


Important Update from the Receiver regarding 2019 Tax Forms

Northridge Entity Investment Letter 

Notice to Investors - 2019 K-1 forms 


June 17, 2021 - Important Receiver Update

June 17 2021 Update from Receiver 



Important Financial Update

Receiver’s Report for the Period of January 1, 2021 Through March 31, 2021 


Recent Filings

COS Receiver's Omnibus Objections 

COS- Receiver's Omnibus Objection to Certain Mueller Gift Rel